Uncomplicated UK Investments
We would love to show you our investment opportunities, but first, what type of investor are you?
FCA regulatory framework provides strict guidelines we must adhere to. Under FCA rules this investment cannot be promoted to retail investors and must only be offered to qualifying high net worth and sophisticated investors as detailed below.
These investments are considered ‘non readily realisable securities’, which means they’re illiquid, difficult to price and don’t have a secondary market. This also means they’re only suitable for certain types of investor:
HIGH NET WORTH INVESTOR – An individual who has signed, within the period of twelve months ending with the day on which communication is made, a statement to confirm they have an annual income of not less than £100,000, or net assets, excluding their primary residence, of not less than £250,000.
SOPHISTICATED INVESTOR – An individual who has signed, within the period of twelve months ending with the day on which communication is made, a statement to confirm that they have sufficient knowledge to understand the risks associated with engaging in investment activity in non-mainstream pooled investments.
If you do not meet any of these criteria, you cannot proceed any further.
Under FCA regulations it is essential to verify all of our prospective investors’ status prior to delivering any financial promotions or details of investment opportunities.
HIGH-NET WORTH INDIVIDUAL
I have an annual income of more than £100,000 or savings of more than £250,000.
CAPITAL AT RISK. There are risks to all forms of investing, particularly in unregulated, complex, non-readily realisable and/or non-transferrable securities like bonds, loan notes and unquoted equity investments. Forecasts are not guarantees and performance may vary. Tax treatment depends on individual circumstances and may change. These investments are NOT covered by the Financial Services Compensation Scheme (FSCS) and clients will NOT have access to the Financial Ombudsman Service (FOS). All investors should seek independent professional advice before deciding to invest. Please read our risk warning before deciding to invest.